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Hewlett Packard Enterprise Co — Director's Dealing 2021
Mar 17, 2021
30133_dirs_2021-03-17_8fba0e4d-19b4-4280-95f9-86c0c13527d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-03-15
Reporting Person: Black Thomas E Jr (SVP, GM of Storage)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | S | 16511 | $16.10 | Disposed | 26515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Restsricted Stock Units | $ | A | 143.1229 | Acquired | Common Stock (143.1229) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 129.1096 | Acquired | Common Stock (129.1096) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 91.2159 | Acquired | Common Stock (91.2159) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 335.5814 | Acquired | Common Stock (335.5814) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 616.7542 | Acquired | Common Stock (616.7542) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 143.1229 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F4: As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 129.1096 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F5: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 91.2159 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F6: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 335.5814 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F7: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 616.7542 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.