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Hewlett Packard Enterprise Co — Director's Dealing 2021
Mar 17, 2021
30133_dirs_2021-03-17_cfdf26c3-5902-41ed-b8a6-435f75132354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-03-15
Reporting Person: ROBBIATI TAREK (EVP & CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Restricted Stock Units | $ | A | 1257.8372 | Acquired | Common Stock (1257.8372) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 399.0399 | Acquired | Common Stock (399.0399) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 838.9635 | Acquired | Common Stock (838.9635) | Direct | |
| 2021-01-06 | Restricted Stock Units | $ | A | 1819.4352 | Acquired | Common Stock (1819.4352) | Direct | |
| 2021-03-15 | Restricted Stock Units | $ | A | 233645 | Acquired | Common Stock (233645) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
| Common Stock | 155294 | Indirect |
Footnotes
F1: Column 5 includes an administrative adjustment of 7 shares that were over reported in the withholding of taxes related to the reporting person's 12/07/20 reportable transaction.
F2: The total direct beneficial ownership reflects a decrease of 77,080 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/15/20.
F3: The total indirect beneficial ownership reflects an increase of 77,080 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/15/20.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,257.8372 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F6: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 399.0399 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F7: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 838.9635 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F8: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,819.4352 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
F9: On 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.