Hewlett Packard Enterprise Co — Director's Dealing 2021

Mar 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-03-18

Reporting Person: SCHULTZ JOHN F (EVP, COLO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-18	Common Stock	S	269598	$16.0402	Disposed	281505.0243	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-06	Restricted Stock Units	$	A	370.5349	Acquired		Common Stock (370.5349)	Direct
2021-01-06	Restricted Stock Units	$	A	1257.6379	Acquired		Common Stock (1257.6379)	Direct
2021-01-06	Restricted Stock Units	$	A	734.093	Acquired		Common Stock (734.093)	Direct
2021-01-06	Restricted Stock Units	$	A	1778.3123	Acquired		Common Stock (1778.3123)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.10. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: The total beneficial ownership includes the acquisition of 5.9550 shares at $12.21740 per share received on 01/06/21 through dividends paid in shares.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F6: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F7: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F8: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.