Hewlett Packard Enterprise Co — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-04-14

Reporting Person: LIVERMORE ANN M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-14	Common Stock	M	24745	—	Acquired	38462	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-14	Restricted Stock Units	$	M	24745	Disposed		Common Stock (24745)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Indirect
Common Stock	99631	Indirect
Common Stock	4488	Indirect

Footnotes

F1: The total direct beneficial ownership reflects a decrease due to the transfer of 14,621 shares into the reporting person's Grantor Retained Annuity Trust on 05/26/20.

F2: The total indirect beneficial ownership reflects a decrease due to the transfer of 85,010 shares from the Livermore 2003 Trust into the reporting person's Grantor Retained Annuity Trust on 05/26/20.

F3: The total indirect beneficial ownership reflects an increase due to the transfer of 14,621 shares previously reported as being held directly by the reporting person into her Grantor Retained Annuity Trust and 85,010 shares from the Livermore 2003 Trust into her Grantor Retained Annuity Trust on 05/26/20.

F4: There is no reportable change since the last filing. This is a reiteration of holdings only.

F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20, 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20, 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21.