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Hewlett Packard Enterprise Co — Director's Dealing 2021
Apr 15, 2021
30133_dirs_2021-04-15_872ed10c-1824-4423-810e-7d475ebe9ee3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-04-13
Reporting Person: RUSSO PATRICIA F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-13 | Common Stock | A | 2393 | $15.67 | Acquired | 185110 | Indirect |
| 2021-04-14 | Common Stock | M | 24745 | — | Acquired | 209855 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Common Stock | $ | M | 24745 | Disposed | Common Stock (24745) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15318 | Direct |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $37,500 for Issuer's Board Year 2020.
F3: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
F4: The number of shares in column 5 includes 1,616.2127 vested restricted stock unit ("RSU") dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 1,223.8489 vested RSU dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F7: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21.