Hewlett Packard Enterprise Co — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-04-26

Reporting Person: SCHULTZ JOHN F (EVP, COLO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Common Stock	S	269598	$16.541	Disposed	11911.6423	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-07	Restricted Stock Units	$	A	280.5811	Acquired		Common Stock (280.5811)	Direct
2021-04-07	Restricted Stock Units	$	A	952.3245	Acquired		Common Stock (952.3245)	Direct
2021-04-07	Restricted Stock Units	$	A	555.8792	Acquired		Common Stock (555.8792)	Direct
2021-04-07	Restricted Stock Units	$	A	1346.5962	Acquired		Common Stock (1346.5962)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.500 to $16.595. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: The total beneficial ownership includes the acquisition of 4.6180 shares at $15.90760 per share received on 04/07/21 through dividends paid in shares.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F6: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F8: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.