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Hewlett Packard Enterprise Co Director's Dealing 2021

Jun 9, 2021

30133_dirs_2021-06-09_af8201ff-2415-488e-8198-ca8054f68015.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-06-07

Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-07 Common Stock S 15000 $16.30 Disposed 196317 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-07 Restricted Stock Units $ A 215.834 Acquired Common Stock (215.834) Direct
2021-04-07 Restricted Stock Units $ A 476.4679 Acquired Common Stock (476.4679) Direct
2021-04-07 Restricted Stock Units $ A 1019.6755 Acquired Common Stock (1019.6755) Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/21.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F4: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.