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Hewlett Packard Enterprise Co — Director's Dealing 2021
Jun 9, 2021
30133_dirs_2021-06-09_af8201ff-2415-488e-8198-ca8054f68015.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-06-07
Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-07 | Common Stock | S | 15000 | $16.30 | Disposed | 196317 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-07 | Restricted Stock Units | $ | A | 215.834 | Acquired | Common Stock (215.834) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 476.4679 | Acquired | Common Stock (476.4679) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 1019.6755 | Acquired | Common Stock (1019.6755) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/21.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.