Hewlett Packard Enterprise Co — Director's Dealing 2021

Jun 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-06-07

Reporting Person: Hotard Justin (SVP, GM, HPC and MCS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-07	Common Stock	S	44476	$16.2646	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-07	Restricted Stock Units	$	A	.2566	Acquired		Common Stock (.2566)	Direct
2021-04-07	Restricted Stock Units	$	A	122.2038	Acquired		Common Stock (122.2038)	Direct
2021-04-07	Restricted Stock Units	$	A	164.0302	Acquired		Common Stock (164.0302)	Direct
2021-04-07	Restricted Stock Units	$	A	270	Acquired		Common Stock (270)	Direct
2021-04-07	Restricted Stock Units	$	A	404.7547	Acquired		Common Stock (404.7547)	Direct
2021-04-07	Restricted Stock Units	$	A	442.4226	Acquired		Common Stock (442.4226)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.1750 to $16.3100. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 0.2566 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5: As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.2038 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F6: As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 164.0302 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 270.00 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F8: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F9: As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.4226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.