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Hewlett Packard Enterprise Co — Director's Dealing 2021
Sep 21, 2021
30133_dirs_2021-09-21_0cf59957-3494-46e5-8ea9-a8d160c246f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-09-19
Reporting Person: ROBBIATI TAREK (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-19 | Common Stock | M | 46334 | $13.55 | Acquired | 46334 | Direct |
| 2021-09-19 | Common Stock | F | 16024 | $13.55 | Disposed | 30310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-19 | Restricted Stock Units | $ | M | 46334 | Disposed | Common Stock (46334) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 634.8835 | Acquired | Common Stock (634.8835) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 1334.8141 | Acquired | Common Stock (1334.8141) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 2894.7718 | Acquired | Common Stock (2894.7718) | Direct | |
| 2021-04-07 | Restricted Stock Units | $ | A | 3705.0067 | Acquired | Common Stock (3705.0067) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 155294 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.
F3: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.1660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 332.7175 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F4: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 635.2906 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 699.5235 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F5: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,377.7358 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,517.0360 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F6: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,763.3585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,941.6482 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.