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Hewlett Packard Enterprise Co — Director's Dealing 2021
Oct 22, 2021
30133_dirs_2021-10-21_eca83e85-fc8f-44a4-803c-5716fd8d49f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-10-19
Reporting Person: Black Thomas E Jr (SVP, GM of Storage)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-19 | Common Stock | M | 14373 | $15.37 | Acquired | 14373 | Direct |
| 2021-10-19 | Common Stock | F | 4088 | $15.37 | Disposed | 10285 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-19 | Restricted Stock Units | $ | M | 14373 | Disposed | Common Stock (14373) | Direct | |
| 2021-10-06 | Restricted Stock Units | $ | A | 74.6594 | Acquired | Common Stock (74.6594) | Direct | |
| 2021-10-06 | Restricted Stock Units | $ | A | 274.6703 | Acquired | Common Stock (274.6703) | Direct | |
| 2021-10-06 | Restricted Stock Units | $ | A | 504.8076 | Acquired | Common Stock (504.8076) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
F3: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F4: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.