Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: SCHULTZ JOHN F (EVP, COLO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-09	Common Stock	A	66002	$15.38	Acquired	78989.8816	Direct
2021-12-09	Common Stock	F	25445	$15.38	Disposed	53544.8816	Direct
2021-12-09	Common Stock	A	47682	$15.38	Acquired	101226.8816	Direct
2021-12-09	Common Stock	F	22530	$15.38	Disposed	78696.8816	Direct
2021-12-10	Common Stock	M	37177	$15.21	Acquired	115873.8816	Direct
2021-12-10	Common Stock	F	17742	$15.21	Disposed	98131.8816	Direct
2021-12-10	Common Stock	M	4073	$15.21	Acquired	102204.8816	Direct
2021-12-10	Common Stock	F	1944	$15.21	Disposed	100260.8816	Direct
2021-12-10	Common Stock	M	36827	$15.21	Acquired	137087.8816	Direct
2021-12-10	Common Stock	F	17234	$15.21	Disposed	119853.8816	Direct
2021-12-10	Common Stock	M	2908	$15.21	Acquired	122761.8816	Direct
2021-12-10	Common Stock	F	1361	$15.21	Disposed	121400.8816	Direct
2021-12-10	Common Stock	M	59474	$15.21	Acquired	180874.8816	Direct
2021-12-10	Common Stock	F	26178	$15.21	Disposed	154696.8816	Direct
2021-12-10	Common Stock	M	2022	$15.21	Acquired	156718.8816	Direct
2021-12-10	Common Stock	F	890	$15.21	Disposed	155828.8816	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	37177	Disposed		Common Stock (37177)	Direct
2021-07-07	Restricted Stock Units	$	A	2077.98	Acquired		Common Stock (2077.98)	Direct
2021-12-10	Restricted Stock Units	$	M	36827	Disposed		Common Stock (36827)	Direct
2021-12-10	Restricted Stock Units	$	M	59474	Disposed		Common Stock (59474)	Direct
2021-12-09	Restricted Stock Units	$	A	162549	Acquired		Common Stock (162549)	Direct

Footnotes

F1: The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.

F2: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F3: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.

F6: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.

F8: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.

F9: On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.