Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-09	Common Stock	A	206123	$15.38	Acquired	600163	Direct
2021-12-09	Common Stock	F	93938	$15.38	Disposed	506225	Direct
2021-12-09	Common Stock	A	146449	$15.38	Acquired	652674	Direct
2021-12-09	Common Stock	F	65363	$15.38	Disposed	587311	Direct
2021-12-10	Common Stock	M	116106	$15.21	Acquired	703417	Direct
2021-12-10	Common Stock	F	53495	$15.21	Disposed	649922	Direct
2021-12-10	Common Stock	M	12720	$15.21	Acquired	662642	Direct
2021-12-10	Common Stock	F	5861	$15.21	Disposed	656781	Direct
2021-12-10	Common Stock	M	113110	$15.21	Acquired	769891	Direct
2021-12-10	Common Stock	F	50140	$15.21	Disposed	719751	Direct
2021-12-10	Common Stock	M	8931	$15.21	Acquired	728682	Direct
2021-12-10	Common Stock	F	3959	$15.21	Disposed	724723	Direct
2021-12-10	Common Stock	M	171892	$15.21	Acquired	896615	Direct
2021-12-10	Common Stock	F	67640	$15.21	Disposed	828975	Direct
2021-12-10	Common Stock	M	5842	$15.21	Acquired	834817	Direct
2021-12-10	Common Stock	F	2299	$15.21	Disposed	832518	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	116106	Disposed		Common Stock (116106)	Direct
2021-12-10	Restricted Stock Units	$	M	113110	Disposed		Common Stock (113110)	Direct
2021-12-10	Restricted Stock Units	$	M	171892	Disposed		Common Stock (171892)	Direct
2021-12-09	Restricted Stock Units	$	A	422627	Acquired		Common Stock (422627)	Direct

Footnotes

F1: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F2: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend.

F5: As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend.

F6: As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend.

F7: On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.