Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-09	Common Stock	A	50771	$15.38	Acquired	247088	Direct
2021-12-09	Common Stock	F	23529	$15.38	Disposed	223559	Direct
2021-12-09	Common Stock	A	40871	$15.38	Acquired	264430	Direct
2021-12-09	Common Stock	F	18242	$15.38	Disposed	246188	Direct
2021-12-10	Common Stock	M	28598	$15.21	Acquired	274786	Direct
2021-12-10	Common Stock	F	13177	$15.21	Disposed	261609	Direct
2021-12-10	Common Stock	M	3133	$15.21	Acquired	264742	Direct
2021-12-10	Common Stock	F	1444	$15.21	Disposed	263298	Direct
2021-12-10	Common Stock	M	31566	$15.21	Acquired	294864	Direct
2021-12-10	Common Stock	F	13993	$15.21	Disposed	280871	Direct
2021-12-10	Common Stock	M	2493	$15.21	Acquired	283364	Direct
2021-12-10	Common Stock	F	1106	$15.21	Disposed	282258	Direct
2021-12-10	Common Stock	M	45035	$15.21	Acquired	327293	Direct
2021-12-10	Common Stock	F	17722	$15.21	Disposed	309571	Direct
2021-12-10	Common Stock	M	1532	$15.21	Acquired	311103	Direct
2021-12-10	Common Stock	F	603	$15.21	Disposed	310500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	28598	Disposed		Common Stock (28598)	Direct
2021-12-10	Restricted Stock Units	$	M	31566	Disposed		Common Stock (31566)	Direct
2021-12-10	Restricted Stock Units	$	M	45035	Disposed		Common Stock (45035)	Direct
2021-12-09	Restricted Stock Units	$	A	105657	Acquired		Common Stock (105657)	Direct

Footnotes

F1: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F2: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F5: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F6: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F7: On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.