Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Rothman Irv (Pres & CEO Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-09	Common Stock	A	15232	$15.38	Acquired	46852	Direct
2021-12-09	Common Stock	F	5218	$15.38	Disposed	41634	Direct
2021-12-09	Common Stock	A	14986	$15.38	Acquired	56620	Direct
2021-12-09	Common Stock	F	6307	$15.38	Disposed	50313	Direct
2021-12-10	Common Stock	M	8200	$15.21	Acquired	58513	Direct
2021-12-10	Common Stock	F	3846	$15.21	Disposed	54667	Direct
2021-12-10	Common Stock	M	909	$15.21	Acquired	55576	Direct
2021-12-10	Common Stock	F	448	$15.21	Disposed	55128	Direct
2021-12-10	Common Stock	M	11061	$15.21	Acquired	66189	Direct
2021-12-10	Common Stock	F	5188	$15.21	Disposed	61001	Direct
2021-12-10	Common Stock	M	897	$15.21	Acquired	61898	Direct
2021-12-10	Common Stock	F	442	$15.21	Disposed	61456	Direct
2021-12-10	Common Stock	M	16501	$15.21	Acquired	77957	Direct
2021-12-10	Common Stock	F	8127	$15.21	Disposed	69830	Direct
2021-12-10	Common Stock	M	562	$15.21	Acquired	70392	Direct
2021-12-10	Common Stock	F	277	$15.21	Disposed	70115	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	8200	Disposed		Common Stock (8200)	Direct
2021-12-10	Restricted Stock Units	$	M	11061	Disposed		Common Stock (11061)	Direct
2021-12-10	Restricted Stock Units	$	M	16501	Disposed		Common stock (16501)	Direct
2021-12-09	Restricted Stock Units	$	A	56892	Acquired		Common stock (56892)	Direct

Footnotes

F1: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F2: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.8933 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 909 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3483 due to fractional rounding of the dividend.

F5: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,061 of which vested on 12/10/21 and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.4731 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 897 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2183 due to fractional rounding of the dividend.

F6: As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

F7: On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.