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Hewlett Packard Enterprise Co — Director's Dealing 2021
Dec 13, 2021
30133_dirs_2021-12-13_c75d556e-968d-4ba3-b61f-b90a4c3c8316.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09
Reporting Person: Black Thomas E Jr (SVP, GM of Storage)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Common Stock | M | 9152 | $15.21 | Acquired | 9152 | Direct |
| 2021-12-10 | Common Stock | F | 2559 | $15.21 | Disposed | 6593 | Direct |
| 2021-12-10 | Common Stock | M | 1003 | $15.21 | Acquired | 7596 | Direct |
| 2021-12-10 | Common Stock | F | 281 | $15.21 | Disposed | 7315 | Direct |
| 2021-12-10 | Common Stock | M | 16835 | $15.21 | Acquired | 24150 | Direct |
| 2021-12-10 | Common Stock | F | 4152 | $15.21 | Disposed | 19998 | Direct |
| 2021-12-10 | Common Stock | M | 1330 | $15.21 | Acquired | 21328 | Direct |
| 2021-12-10 | Common Stock | F | 329 | $15.21 | Disposed | 20999 | Direct |
| 2021-12-10 | Common Stock | M | 20627 | $15.21 | Acquired | 41626 | Direct |
| 2021-12-10 | Common Stock | F | 7891 | $15.21 | Disposed | 33735 | Direct |
| 2021-12-10 | Common Stock | M | 702 | $15.21 | Acquired | 34437 | Direct |
| 2021-12-10 | Common Stock | F | 277 | $15.21 | Disposed | 34160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Restricted Stock Units | $ | M | 9152 | Disposed | Common Stock (9152) | Direct | |
| 2021-12-10 | Restricted Stock Units | $ | M | 16835 | Disposed | Common Stock (16835) | Direct | |
| 2021-12-10 | Restricted Stock Units | $ | M | 20627 | Disposed | Common Stock (20627) | Direct | |
| 2021-12-09 | Restricted Stock Units | $ | A | 97529 | Acquired | Common Stock (97529) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F3: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F4: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.
F5: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.