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Hewlett Packard Enterprise Co Director's Dealing 2021

Dec 13, 2021

30133_dirs_2021-12-13_c75d556e-968d-4ba3-b61f-b90a4c3c8316.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Black Thomas E Jr (SVP, GM of Storage)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-10 Common Stock M 9152 $15.21 Acquired 9152 Direct
2021-12-10 Common Stock F 2559 $15.21 Disposed 6593 Direct
2021-12-10 Common Stock M 1003 $15.21 Acquired 7596 Direct
2021-12-10 Common Stock F 281 $15.21 Disposed 7315 Direct
2021-12-10 Common Stock M 16835 $15.21 Acquired 24150 Direct
2021-12-10 Common Stock F 4152 $15.21 Disposed 19998 Direct
2021-12-10 Common Stock M 1330 $15.21 Acquired 21328 Direct
2021-12-10 Common Stock F 329 $15.21 Disposed 20999 Direct
2021-12-10 Common Stock M 20627 $15.21 Acquired 41626 Direct
2021-12-10 Common Stock F 7891 $15.21 Disposed 33735 Direct
2021-12-10 Common Stock M 702 $15.21 Acquired 34437 Direct
2021-12-10 Common Stock F 277 $15.21 Disposed 34160 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-10 Restricted Stock Units $ M 9152 Disposed Common Stock (9152) Direct
2021-12-10 Restricted Stock Units $ M 16835 Disposed Common Stock (16835) Direct
2021-12-10 Restricted Stock Units $ M 20627 Disposed Common Stock (20627) Direct
2021-12-09 Restricted Stock Units $ A 97529 Acquired Common Stock (97529) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F3: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F4: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F5: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.