Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Hotard Justin (SVP, GM, HPC and AI)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-10	Common Stock	M	21734	$15.21	Acquired	21734	Direct
2021-12-10	Common Stock	F	6901	$15.21	Disposed	14833	Direct
2021-12-10	Common Stock	M	2381	$15.21	Acquired	17214	Direct
2021-12-10	Common Stock	F	756	$15.21	Disposed	16458	Direct
2021-12-10	Common Stock	M	17887	$15.21	Acquired	34345	Direct
2021-12-10	Common Stock	F	5680	$15.21	Disposed	28665	Direct
2021-12-10	Common Stock	M	1413	$15.21	Acquired	30078	Direct
2021-12-10	Common Stock	F	449	$15.21	Disposed	29629	Direct
2021-12-10	Common Stock	M	17876	$15.21	Acquired	47505	Direct
2021-12-10	Common Stock	F	7817	$15.21	Disposed	39688	Direct
2021-12-10	Common Stock	M	609	$15.21	Acquired	40297	Direct
2021-12-10	Common Stock	F	285	$15.21	Disposed	40012	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	21734	Disposed		Common Stock (21734)	Direct
2021-12-10	Restricted Stock Units	$	M	17887	Disposed		Common Stock (17887)	Direct
2021-12-10	Restricted Stock Units	$	M	17876	Disposed		Common Stock (17876)	Direct
2021-12-09	Restricted Stock Units	$	A	97529	Acquired		Common Stock (97529)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18, the reporting person was granted 65,202 Restricted Stock Units ("RSUs"), 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 2,381 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4371 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F3: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,413 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2970 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F4: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F5: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.