Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: ROBBIATI TAREK (EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-09	Common Stock	A	71078	$15.38	Acquired	71078	Direct
2021-12-09	Common Stock	F	31612	$15.38	Disposed	39466	Direct
2021-12-09	Common Stock	A	54493	$15.38	Acquired	93959	Direct
2021-12-09	Common Stock	F	27019	$15.38	Disposed	66940	Direct
2021-12-10	Common Stock	M	40037	$15.21	Acquired	106977	Direct
2021-12-10	Common Stock	F	19851	$15.21	Disposed	87126	Direct
2021-12-10	Common Stock	M	4386	$15.21	Acquired	91512	Direct
2021-12-10	Common Stock	F	2175	$15.21	Disposed	89337	Direct
2021-12-10	Common Stock	M	42088	$15.21	Acquired	131425	Direct
2021-12-10	Common Stock	F	20868	$15.21	Disposed	110557	Direct
2021-12-10	Common Stock	M	3323	$15.21	Acquired	113880	Direct
2021-12-10	Common Stock	F	1648	$15.21	Disposed	112232	Direct
2021-12-10	Common Stock	M	60850	$15.21	Acquired	173082	Direct
2021-12-10	Common Stock	F	30170	$15.21	Disposed	142912	Direct
2021-12-10	Common Stock	M	2069	$15.21	Acquired	144981	Direct
2021-12-10	Common Stock	F	1026	$15.21	Disposed	143955	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-06	Restricted Stock Units	$	A	686.3494	Acquired		Common Stock (686.3494)	Direct
2021-12-10	Restricted Stock Units	$	M	40037	Disposed		Common Stock (40037)	Direct
2021-12-10	Restricted Stock Units	$	M	42088	Disposed		Common Stock (42088)	Direct
2021-12-10	Restricted Stock Units	$	M	60850	Disposed		Common Stock (60850)	Direct
2021-10-06	Restricted Stock Units	$	A	1906.0095	Acquired		Common Stock (1906.0095)	Direct
2021-12-09	Restricted Stock Units	$	A	195059	Acquired		Common Stock (195059)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	185604	Indirect

Footnotes

F1: The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21.

F2: The total indirect beneficial ownership reflects an increase of 30,310 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/03/21.

F3: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F4: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 326.6105 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,386 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4661 due to fractional rounding of the dividend.

F8: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.6839 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,323 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5385 due to fractional rounding of the dividend.

F9: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,489.1910 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,069 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6020 due to fractional rounding of the dividend.

F10: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F11: On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.