Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-10	Common Stock	M	13251	$15.21	Acquired	13251	Direct
2021-12-10	Common Stock	F	4271	$15.21	Disposed	8980	Direct
2021-12-10	Common Stock	M	1488	$15.21	Acquired	10468	Direct
2021-12-10	Common Stock	F	515	$15.21	Disposed	9953	Direct
2021-12-10	Common Stock	M	12188	$15.21	Acquired	22141	Direct
2021-12-10	Common Stock	F	3929	$15.21	Disposed	18212	Direct
2021-12-10	Common Stock	M	983	$15.21	Acquired	19195	Direct
2021-12-10	Common Stock	F	340	$15.21	Disposed	18855	Direct
2021-12-10	Common Stock	M	17876	$15.21	Acquired	36731	Direct
2021-12-10	Common Stock	F	6182	$15.21	Disposed	30549	Direct
2021-12-10	Common Stock	M	609	$15.21	Acquired	31158	Direct
2021-12-10	Common Stock	F	211	$15.21	Disposed	30947	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	13251	Disposed		Common Stock (13251)	Direct
2021-12-10	Restricted Stock Units	$	M	12188	Disposed		Common Stock (12188)	Direct
2021-12-10	Restricted Stock Units	$	M	17876	Disposed		Common Stock (17876)	Direct
2021-12-09	Restricted Stock Units	$	A	48765	Acquired		Common Stock (48765)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3: The number of derivative securities in column 5 also includes 1,488 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7057 due to fractional rounding of the dividend.

F4: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5: The number of derivative securities in column 5 also includes 983 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6230 due to fractional rounding of the dividend.

F6: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7: The number of derivative securities in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend.

F8: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.