Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: Mottram Phil (President, Intelligent Edge)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-10	Common Stock	M	5261	$15.21	Acquired	14059	Direct
2021-12-10	Common Stock	F	1820	$15.21	Disposed	12239	Direct
2021-12-10	Common Stock	M	416	$15.21	Acquired	12655	Direct
2021-12-10	Common Stock	F	144	$15.21	Disposed	12511	Direct
2021-12-10	Common Stock	M	16501	$15.21	Acquired	29012	Direct
2021-12-10	Common Stock	F	5707	$15.21	Disposed	23305	Direct
2021-12-10	Common Stock	M	562	$15.21	Acquired	23867	Direct
2021-12-10	Common Stock	F	195	$15.21	Disposed	23672	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-07	Restricted Stock Units	$	A	86.57	Acquired		Common Stock (86.57)	Direct
2021-12-10	Restricted Stock Units	$	M	5261	Disposed		Common Stock (5261)	Direct
2021-12-10	Restricted Stock Units	$	M	16501	Disposed		Common Stock (16501)	Direct
2021-07-07	Restricted Stock Units	$	A	773.86	Acquired		Common Stock (773.86)	Direct
2021-12-09	Restricted Stock Units	$	A	97529	Acquired		Common Stock (97529)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3: As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.

F4: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

F5: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.