Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-09

Reporting Person: MacDonald Neil B (SVP, GM of Compute)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-10	Common Stock	M	8236	$15.21	Acquired	36227.6990	Direct
2021-12-10	Common Stock	F	2849	$15.21	Disposed	33378.6990	Direct
2021-12-10	Common Stock	M	902	$15.21	Acquired	34280.6990	Direct
2021-12-10	Common Stock	F	312	$15.21	Disposed	33968.6990	Direct
2021-12-10	Common Stock	M	11574	$15.21	Acquired	45542.6990	Direct
2021-12-10	Common Stock	F	4003	$15.21	Disposed	41539.6990	Direct
2021-12-10	Common Stock	M	914	$15.21	Acquired	42453.6990	Direct
2021-12-10	Common Stock	F	317	$15.21	Disposed	42136.6990	Direct
2021-12-10	Common Stock	M	20627	$15.21	Acquired	62763.6990	Direct
2021-12-10	Common Stock	F	7133	$15.21	Disposed	55630.6990	Direct
2021-12-10	Common Stock	M	702	$15.21	Acquired	56332.6990	Direct
2021-12-10	Common Stock	F	243	$15.21	Disposed	56089.6990	Direct
2021-12-13	Common Stock	S	16486	$15.17	Disposed	39603.6990	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	Restricted Stock Units	$	M	8236	Disposed		Common Stock (8236)	Direct
2021-12-10	Restricted Stock Units	$	M	11574	Disposed		Common Sstock (11574)	Direct
2021-12-10	Restricted Stock Units	$	M	20627	Disposed		Common Stock (20627)	Direct
2021-12-09	Restricted Stock Units	$	A	97529	Acquired		Common Stock (97529)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

F3: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

F4: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

F5: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.