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Hewlett Packard Enterprise Co — Director's Dealing 2021
Dec 17, 2021
30133_dirs_2021-12-16_a83ef73b-f192-4e78-bc7f-c4950b4bf117.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-15
Reporting Person: ROBBIATI TAREK (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock | A | 159504 | $14.79 | Acquired | 303459 | Direct |
| 2021-12-15 | Common Stock | F | 79083 | $14.79 | Disposed | 224376 | Direct |
| 2021-12-15 | Common Stock | M | 119629 | $14.79 | Acquired | 344005 | Direct |
| 2021-12-15 | Common Stock | F | 59313 | $14.79 | Disposed | 284692 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Restricted Stock Units | $ | M | 119629 | Disposed | Common Stock (119629) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 185604 | Indirect |
Footnotes
F1: On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three year period subject to performance and are issued in Issuer's common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.