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Hewlett Packard Enterprise Co Director's Dealing 2021

Dec 17, 2021

30133_dirs_2021-12-16_a83ef73b-f192-4e78-bc7f-c4950b4bf117.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-15

Reporting Person: ROBBIATI TAREK (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Common Stock A 159504 $14.79 Acquired 303459 Direct
2021-12-15 Common Stock F 79083 $14.79 Disposed 224376 Direct
2021-12-15 Common Stock M 119629 $14.79 Acquired 344005 Direct
2021-12-15 Common Stock F 59313 $14.79 Disposed 284692 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Restricted Stock Units $ M 119629 Disposed Common Stock (119629) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 185604 Indirect

Footnotes

F1: On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three year period subject to performance and are issued in Issuer's common stock.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.