Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-15

Reporting Person: SCHULTZ JOHN F (EVP, COLO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-15	Common Stock	M	5404	$14.79	Acquired	161232.8816	Direct
2021-12-15	Common Stock	F	5404	$14.79	Disposed	155828.8816	Direct
2021-12-15	Common Stock	M	1557	$14.79	Acquired	157385.8816	Direct
2021-12-15	Common Stock	F	1557	$14.79	Disposed	155828.8816	Direct
2021-12-15	Common Stock	M	4788	$14.79	Acquired	160616.8816	Direct
2021-12-15	Common Stock	F	4788	$14.79	Disposed	155828.8816	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-15	Restricted Stock Units	$	M	5404	Disposed		Common Stock (5404)	Direct
2021-12-15	Restricted Stock Units	$	M	1557	Disposed		Common Stock (1557)	Direct
2021-12-15	Restricted Stock Units	$	M	4778	Disposed		Common Stock (4778)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F4: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.