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Hewlett Packard Enterprise Co Director's Dealing 2021

Dec 18, 2021

30133_dirs_2021-12-17_4d4cafcb-1345-4d55-8be3-06e9fc9dda2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-15

Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Common Stock M 1278 $14.79 Acquired 311778 Direct
2021-12-15 Common Stock F 1278 $14.79 Disposed 310500 Direct
2021-12-15 Common Stock M 3360 $14.79 Acquired 313860 Direct
2021-12-15 Common Stock F 3360 $14.79 Disposed 310500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Restricted Stock Units $ M 1278 Disposed Common Stock (1278) Direct
2021-12-15 Restricted Stock Units $ M 3360 Disposed Common Stock (3360) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.