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Hewlett Packard Enterprise Co — Director's Dealing 2021
Dec 18, 2021
30133_dirs_2021-12-17_4d4cafcb-1345-4d55-8be3-06e9fc9dda2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-15
Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock | M | 1278 | $14.79 | Acquired | 311778 | Direct |
| 2021-12-15 | Common Stock | F | 1278 | $14.79 | Disposed | 310500 | Direct |
| 2021-12-15 | Common Stock | M | 3360 | $14.79 | Acquired | 313860 | Direct |
| 2021-12-15 | Common Stock | F | 3360 | $14.79 | Disposed | 310500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Restricted Stock Units | $ | M | 1278 | Disposed | Common Stock (1278) | Direct | |
| 2021-12-15 | Restricted Stock Units | $ | M | 3360 | Disposed | Common Stock (3360) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.