Hewlett Packard Enterprise Co — Director's Dealing 2021

Dec 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-12-27

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-27	Common Stock	M	9088	$12.36	Acquired	841606	Direct
2021-12-27	Common Stock	S	9088	$15.9550	Disposed	832518	Direct
2021-12-28	Common Stock	M	315004	$12.36	Acquired	1147522	Direct
2021-12-28	Common Stock	S	315004	$15.9751	Disposed	832518	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-27	Employee Stock Option (right to buy)	$12.36	M	9088	Disposed	2022-12-10	Common Stock (9088)	Direct
2021-12-28	Employee Stock Option (right to buy)	$12.36	M	315004	Disposed	2022-12-10	Common Stock (315004)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21.

F2: The price in Column 4 is a weighted average price of $15.955093. The prices actually paid ranged from $15.95 to $15.97. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: The price in Column 4 is a weighted average price of $15.975174. The prices actually paid ranged from $15.95 to $16.0450. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F4: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F5: This option became exercisable beginning on this date.

F6: This option is no longer exercisable beginning on this date.