Hewlett Packard Enterprise Co — Director's Dealing 2020

Jan 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-01-24

Reporting Person: Davis Philip (CSO, Pres Hybrid IT)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-24	Common Stock	M	26313	$14.76	Acquired	26313	Direct
2020-01-24	Common Stock	F	9429	$14.76	Disposed	16884	Direct
2020-01-28	Common Stock	S	16884	$14.61	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-24	Restricted Stock Units	$	M	26313	Disposed		Common Stock (26313)	Direct
2020-01-02	Restricted Stock Units	$	A	181.4917	Acquired		Common Stock (181.4917)	Direct
2020-01-02	Restricted Stock Units	$	A	521.885	Acquired		Common Stock (521.885)	Direct
2020-01-02	Restricted Stock Units	$	A	594.2412	Acquired		Common Stock (594.2412)	Direct
2020-01-02	Restricted Stock Units	$	A	937.0167	Acquired		Common Stock (937.0167)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F6: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F7: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.