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Hewlett Packard Enterprise Co — Director's Dealing 2020
Apr 3, 2020
30133_dirs_2020-04-02_e72e9697-b743-4b3c-967c-74dabc86b733.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-03-31
Reporting Person: RUSSO PATRICIA F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-31 | Common Stock | A | 3861 | $9.71 | Acquired | 149204.3925 | Indirect |
| 2020-04-01 | Common Stock | M | 14443.7978 | — | Acquired | 163648.1903 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Restricted Stock Units | $ | M | 14443.7978 | Disposed | Common Stock (14443.7978) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15318 | Direct |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $37,500 for Issuer's Board Year 2019.
F3: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
F4: The number of shares in column 5 includes 974.5307 vested restricted stock units ("RSUs"), dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The RSUs that cliff vested were deferred as noted in footnote (3) above.