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Hewlett Packard Enterprise Co — Director's Dealing 2020
May 22, 2020
30133_dirs_2020-05-22_9d107d83-b05c-4f1b-bc3f-c1c71ac46c31.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-05-12
Reporting Person: MacDonald Neil B (SVP, GM of Compute)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2631.654 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.36 | 2022-12-10 | Common Stock (9532) | Direct | |
| Employee Stock Option (right to buy) | $8.83 | 2023-12-09 | Common Stock (5668) | Direct | |
| Employee Stock Option (right to buy) | $14.67 | 2024-12-07 | Common Stock (7671) | Direct | |
| Restricted Stock Units | $ | Common Stock (4154.1559) | Direct | ||
| Restricted Stock Units | $ | Common Stock (17304.5711) | Direct | ||
| Restricted Stock Units | $ | Common Stock (38200.0842) | Direct | ||
| Restricted Stock Units | $ | Common Stock (35414.6083) | Direct |
Footnotes
F1: This option became exercisable beginning on this date and is fully vested.
F2: This option is no longer exercisable beginning on this date.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
F5: On 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 286.1559 dividend equivalent rights accrued but not released since the grant date.
F6: On 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 832.5711 dividend equivalent rights accrued but not released since the grant date.
F7: On 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which will vest on each of 10/23/20 and 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 747.0842 dividend equivalent rights accrued but not released since the grant date.
F8: On 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 692.6083 dividend equivalent rights accrued but not released since the grant date.