AI assistant
Hewlett Packard Enterprise Co — Director's Dealing 2020
Oct 1, 2020
30133_dirs_2020-10-01_93115405-f338-436a-8601-259c9963433b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-09-30
Reporting Person: Lane Raymond J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-30 | Common Stock | A | 1778 | $9.37 | Acquired | 852562 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-01 | Restricted Stock Units | $ | A | 302.3567 | Acquired | Common Stock (302.3567) | Direct |
Footnotes
F1: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $16,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.