Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-07

Reporting Person: Karros Kirt P (SVP, Finance & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	M	18684	$12.08	Acquired	18684	Direct
2020-12-07	Common Stock	F	6462	$12.08	Disposed	12222	Direct
2020-12-09	Common Stock	S	12222	$12.04	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Restricted Stock Units	$	M	18684	Disposed		Common Stock (18684)	Direct
2020-01-02	Restricted Stock Units	$	A	1234.5679	Acquired		Common Stock (1234.5679)	Direct
2020-01-02	Restricted Stock Units	$	A	1845.2865	Acquired		Common Stock (1845.2865)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/20.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5: As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.