Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-07

Reporting Person: Melkote Keerti (President Intelligent Edge)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	M	77311	$12.08	Acquired	77311	Direct
2020-12-07	Common Stock	F	26736	$12.08	Disposed	50575	Direct
2020-12-07	Common Stock	A	47984	$12.08	Acquired	98559	Direct
2020-12-07	Common Stock	F	22980	$12.08	Disposed	75579	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Restricted Stock Units	$	M	77311	Disposed		Common Stock (77311)	Direct
2020-01-02	Restricted Stock Units	$	A	3343.595	Acquired		Common Stock (3343.595)	Direct
2020-01-02	Restricted Stock Units	$	A	4613.2384	Acquired		Common Stock (4613.2384)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F3: As previously reported, on 12/07/17 the reporting person was granted 210,970 Restricted Stock Units ("RSUs"), 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 880.8852 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 895.8471 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 863.7544 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 6,987 vested dividend equivalent rights and a de minimus adjustment of 0.6283 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.