Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-07

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	M	115966	$12.08	Acquired	458001	Direct
2020-12-07	Common Stock	F	57496	$12.08	Disposed	400505	Direct
2020-12-07	Common Stock	A	135750	$12.08	Acquired	536255	Direct
2020-12-07	Common Stock	F	67305	$12.08	Disposed	468950	Direct
2020-12-07	Common Stock	A	149858	$12.08	Acquired	618808	Direct
2020-12-07	Common Stock	F	74300	$12.08	Disposed	544508	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Restricted Stock Units	$	M	115966	Disposed		Common Stock (115966)	Direct

Footnotes

F1: As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F2: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights.