Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-07

Reporting Person: ROBBIATI TAREK (EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	A	51676	$12.08	Acquired	51676	Direct
2020-12-07	Common Stock	F	18488	$12.08	Disposed	33188	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-07	Restricted Stock Units	$	A	1550.088	Acquired		Common Stock (1550.088)	Direct
2020-10-07	Restricted Stock Units	$	A	983.5087	Acquired		Common Stock (983.5087)	Direct
2020-10-07	Restricted Stock Units	$	A	1550.825	Acquired		Common Stock (1550.825)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	78214	Indirect

Footnotes

F1: The total direct beneficial ownership reflects a decrease of 29,262 shares due to the transfer of 29,262 shares into the Robbiati Family Trust dated 02/04/20 on 09/22/20.

F2: The total indirect beneficial ownership reflects an increase of 29,262 shares due to the transfer of 29,262 shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 09/22/20.

F3: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1550.0880 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 983.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,550.8250 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.