Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-07

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	M	12886	$12.08	Acquired	28573	Direct
2020-12-07	Common Stock	F	4139	$12.08	Disposed	24434	Direct
2020-12-07	Common Stock	A	11075	$12.08	Acquired	35509	Direct
2020-12-07	Common Stock	F	4699	$12.08	Disposed	30810	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Restricted Stock Units	$	M	12886	Disposed		Common Stock (12886)	Direct
2020-01-02	Restricted Stock Units	$	A	737.44	Acquired		Common Stock (737.44)	Direct
2020-01-02	Restricted Stock Units	$	A	1561.3997	Acquired		Common Stock (1561.3997)	Direct

Footnotes

F1: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent

F4: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.