Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: MacDonald Neil B (SVP, GM of Compute)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	8859	$12.12	Acquired	22831.333	Direct
2020-12-10	Common Stock	F	3065	$12.12	Disposed	19766.333	Direct
2020-12-10	Common Stock	M	12096	$12.12	Acquired	31862.333	Direct
2020-12-10	Common Stock	F	4184	$12.12	Disposed	27678.333	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Restricted Stock Units	$	M	8859	Disposed		Common Stock (8859)	Direct
2020-12-10	Restricted Stock Units	$	M	12096	Disposed		Common Stock (12096)	Direct
2020-12-10	Restricted Stock Units	$	A	61881	Acquired		Common Stock (61881)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 623 vested dividend equivalent rights and a de minimus adjustment of 0.2772 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights.

F4: On 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.