Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	14765	$12.12	Acquired	14765	Direct
2020-12-10	Common Stock	F	5016	$12.12	Disposed	9659	Direct
2020-12-10	Common Stock	M	13195	$12.12	Acquired	22854	Direct
2020-12-10	Common Stock	F	4564	$12.12	Disposed	18290	Direct
2020-12-14	Common Stock	S	18290	$12.03	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Restricted Stock Units	$	M	14765	Disposed		Common Stock (14765)	Direct
2020-12-10	Restricted Stock Units	$	M	13195	Disposed		Common Stock (13195)	Direct
2020-12-10	Restricted Stock Units	$	A	53630	Acquired		Common Stock (53630)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.

F5: On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.