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Hewlett Packard Enterprise Co Director's Dealing 2020

Dec 15, 2020

30133_dirs_2020-12-14_d451ee4c-3b9a-4218-b26a-92207a3a56a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: Melkote Keerti (President Intelligent Edge)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-10 Common Stock M 39987 $12.12 Acquired 115566 Direct
2020-12-10 Common Stock F 19827 $12.12 Disposed 95739 Direct
2020-12-10 Common Stock M 35735 $12.12 Acquired 131474 Direct
2020-12-10 Common Stock F 17719 $12.12 Disposed 113755 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-10 Restricted Stock Units $ M 39987 Disposed Common Stock (39987) Direct
2020-12-10 Restricted Stock Units $ M 35735 Disposed Common Stock (35735) Direct
2020-12-10 Restricted Stock Units $ A 146452 Acquired Common Stock (146452) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which vested on 12/10/20, and 34,196 of which will vest on each of 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,539 vested dividend equivalent rights and a de minimus adjustment of 0.7616 due to fractional rounding of the dividend equivalent rights.

F4: On 12/10/20 the reporting person was granted 146,452 RSUs, 48,817 of which will vest on each of 12/10/21 and 12/10/22, and 48,818 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.