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Hewlett Packard Enterprise Co — Director's Dealing 2020
Dec 15, 2020
30133_dirs_2020-12-14_d451ee4c-3b9a-4218-b26a-92207a3a56a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10
Reporting Person: Melkote Keerti (President Intelligent Edge)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-10 | Common Stock | M | 39987 | $12.12 | Acquired | 115566 | Direct |
| 2020-12-10 | Common Stock | F | 19827 | $12.12 | Disposed | 95739 | Direct |
| 2020-12-10 | Common Stock | M | 35735 | $12.12 | Acquired | 131474 | Direct |
| 2020-12-10 | Common Stock | F | 17719 | $12.12 | Disposed | 113755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-10 | Restricted Stock Units | $ | M | 39987 | Disposed | Common Stock (39987) | Direct | |
| 2020-12-10 | Restricted Stock Units | $ | M | 35735 | Disposed | Common Stock (35735) | Direct | |
| 2020-12-10 | Restricted Stock Units | $ | A | 146452 | Acquired | Common Stock (146452) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.
F3: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which vested on 12/10/20, and 34,196 of which will vest on each of 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,539 vested dividend equivalent rights and a de minimus adjustment of 0.7616 due to fractional rounding of the dividend equivalent rights.
F4: On 12/10/20 the reporting person was granted 146,452 RSUs, 48,817 of which will vest on each of 12/10/21 and 12/10/22, and 48,818 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.