Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: ROBBIATI TAREK (EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	43063	$12.12	Acquired	76251	Direct
2020-12-10	Common Stock	F	21352	$12.12	Disposed	54899	Direct
2020-12-10	Common Stock	M	43981	$12.12	Acquired	98880	Direct
2020-12-10	Common Stock	F	21807	$12.12	Disposed	77073	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Restricted Stock Units	$	M	43063	Disposed		Common Stock (43063)	Direct
2020-12-10	Restricted Stock Units	$	M	43981	Disposed		Common Stock (43981)	Direct
2020-12-10	Restricted Stock Units	$	A	182550	Acquired		Common Stock (182550)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	78214	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18, the reporting person was granted 120,110 Restricted Stock Units ("RSUs"), 40,036 of which vested on 12/10/19, and 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,026 vested dividend equivalent rights and a de minimus adjustment of 0.1845 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,894 vested dividend equivalent rights and a de minimus adjustment of 0.1299 due to fractional rounding of the dividend equivalent rights.

F4: On 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.