Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	8831	$12.12	Acquired	39641	Direct
2020-12-10	Common Stock	F	4158	$12.12	Disposed	35483	Direct
2020-12-10	Common Stock	M	12096	$12.12	Acquired	47579	Direct
2020-12-10	Common Stock	F	5959	$12.12	Disposed	41620	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Restricted Stock Units	$	M	8831	Disposed		Common Stock (8831)	Direct
2020-12-10	Restricted Stock Units	$	M	12096	Disposed		Common Stock (12096)	Direct
2020-12-10	Restricted Stock Units	$	A	49505	Acquired		Common Stock (49505)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights and a de minimus adjustment of 0.5600 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights.

F4: On 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.