Hewlett Packard Enterprise Co — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-12-10

Reporting Person: SCHULTZ JOHN F (EVP, COLO & SEC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	39987	$12.12	Acquired	551522.0693	Direct
2020-12-10	Common Stock	F	19827	$12.12	Disposed	531695.0693	Direct
2020-12-10	Common Stock	M	38483	$12.12	Acquired	570178.0693	Direct
2020-12-10	Common Stock	F	19081	$12.12	Disposed	551097.0693	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Restricted Stock Units	$	M	39987	Disposed		Common Stock (39987)	Direct
2020-12-10	Restricted Stock Units	$	M	38483	Disposed		Common Stock (38483)	Direct
2020-12-10	Restricted Stock Units	$	A	178424	Acquired		Common Stock (178424)	Direct

Footnotes

F1: To clarify, the total beneficial ownership in Column 5 reflects an adjustment of 26,535 shares in connection with the 12/07/20 vesting of the reporting person's performance adjusted restricted stock units previously reported as 3,791 instead of 23,791 shares withheld for taxes, and 18,918 instead of 25,453 shares withheld for taxes, thereby reducing the beneficial holdings from 538,070.0693 to 511,535.0693.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights.

F5: On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.