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Hewlett Packard Enterprise Co — Director's Dealing 2019
Feb 25, 2019
30133_dirs_2019-02-25_6703f590-9cee-4cbb-b196-1b163176376a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-02-22
Reporting Person: Neri Antonio F (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock | S | 82892 | $16.50 | Disposed | 86160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Restricted Stock Units | $ | A | 427.4415 | Acquired | Common Stock (427.4415) | Direct | |
| 2019-01-02 | Restricted Stock Units | $ | A | 1763.3163 | Acquired | Common Stock (1763.3163) | Direct | |
| 2019-01-02 | Restricted Stock Units | $ | A | 2911.276 | Acquired | Common Stock (2911.276) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/07/18.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F4: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
F5: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.