Hewlett Packard Enterprise Co — Director's Dealing 2019

Apr 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-04-15

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-15	Common Stock	M	54174	$8.62	Acquired	59110	Direct
2019-04-15	Common Stock	S	54174	$16.50	Disposed	4936	Direct
2019-04-16	Common Stock	M	537102	$8.62	Acquired	542038	Direct
2019-04-16	Common Stock	S	537102	$16.5069	Disposed	4936	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-15	Employee Stock Option (Right to Buy)	$8.62	M	54174	Disposed	2023-11-02	Common Stock (54174)	Direct
2019-04-16	Employee Stock Option (Right to Buy)	$8.62	M	537102	Disposed	2023-11-02	Common Stock (537102)	Direct
2019-04-03	Restricted Stock Units	$	A	362.9882	Acquired		Common Stock (362.9882)	Direct
2019-04-03	Restricted Stock Units	$	A	1497.4282	Acquired		Common Stock (1497.4282)	Direct
2019-04-03	Restricted Stock Units	$	A	2472.2886	Acquired		Common Stock (2472.2886)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/19.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.54. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: This option became exercisable beginning on this date.

F4: This option is no longer exercisable beginning on this date.

F5: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F6: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 362.9882 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F7: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,497.4282 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F8: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,472.2886 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.