Hewlett Packard Enterprise Co — Director's Dealing 2019

Jun 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-05-31

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock	S	37380	$13.8485	Disposed	0	Direct
2019-05-31	Common Stock	M	18916	$12.36	Acquired	18916	Direct
2019-05-31	Common Stock	S	18916	$13.8485	Disposed	0	Direct
2019-05-31	Common Stock	M	28333	$8.83	Acquired	28333	Direct
2019-05-31	Common Stock	S	28333	$13.8485	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-31	Employee Stock Option (Right to Buy)	$12.36	M	18916	Disposed	2022-12-10	Common Stock (18916)	Direct
2019-05-31	Employee Stock Option (Right to Buy)	$8.83	M	28333	Disposed	2023-12-09	Common Stock (28333)	Direct
2019-01-02	Restricted Stock Units	$	A	127.1556	Acquired		Common Stock (127.1556)	Direct
2019-01-02	Restricted Stock Units	$	A	362.3169	Acquired		Common Stock (362.3169)	Direct
2019-01-02	Restricted Stock Units	$	A	397.8037	Acquired		Common Stock (397.8037)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/29.19.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.75 to $13.98. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: This option is fully vested.

F4: This option became exercisable beginning on this date, and vested in two annual installments of 14,166 on 12/09/17 and 14,167 on 12/09/18.

F5: This option is no longer exercisable beginning on this date.

F6: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F8: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F9: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.