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Hewlett Packard Enterprise Co — Director's Dealing 2019
Jun 5, 2019
30133_dirs_2019-06-05_09c5c8e9-4284-40a6-8800-9bdf95459dfd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-06-05
Reporting Person: Davis Philip (CSO, Pres Hybrid IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-05 | Common Stock | S | 16412 | $14.3252 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Restricted Stock Units | $ | A | 103.6349 | Acquired | Common Stock (103.6349) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | A | 76.2374 | Acquired | Common Stock (76.2374) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | A | 173.9456 | Acquired | Common Stock (173.9456) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | A | 347.1672 | Acquired | Common Stock (347.1672) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | A | 998.2831 | Acquired | Common Stock (998.2831) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | A | 852.5158 | Acquired | Common Stock (852.5158) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/30/19.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.25 to $14.35. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 103.6349 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F5: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.2374 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F6: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 173.9456 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F7: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.1672 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
F8: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 998.2831 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
F9: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.