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Hewlett Packard Enterprise Co — Director's Dealing 2019
Sep 23, 2019
30133_dirs_2019-09-23_fde0b844-e9b4-4318-93ea-d93aa161bc3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-09-20
Reporting Person: Davis Philip (CSO, Pres Hybrid IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-20 | Common Stock | M | 25596 | $14.43 | Acquired | 25596 | Direct |
| 2019-09-20 | Common Stock | F | 9160 | $14.43 | Disposed | 16436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-03 | Restricted Stock Units | $ | A | 79.0296 | Acquired | Common Stock (79.0296) | Direct | |
| 2019-07-03 | Restricted Stock Units | $ | A | 180.3164 | Acquired | Common Stock (180.3164) | Direct | |
| 2019-09-20 | Restricted Stock Units | $ | M | 25596 | Disposed | Common Stock (25596) | Direct | |
| 2019-07-03 | Restricted Stock Units | $ | A | 1034.8455 | Acquired | Common Stock (1034.8455) | Direct | |
| 2019-07-03 | Restricted Stock Units | $ | A | 883.7394 | Acquired | Common Stock (883.7394) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/07/16 the reporting person was granted 32,217 Restricted Stock Units ("RSUs"), 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 79.0296 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F3: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 180.3164 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 359.8823 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 includes 1,140 vested dividend equivalent rights and a de minimus adjustment of 0.6258 due to fractional rounding of the dividend equivalent rights.
F5: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.
F6: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.