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Hewlett Packard Enterprise Co — Director's Dealing 2019
Sep 23, 2019
30133_dirs_2019-09-23_51642f34-6a25-40b3-a9e1-fdf840c92806.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-09-19
Reporting Person: ROBBIATI TAREK (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-19 | Common Stock | M | 43028 | $14.85 | Acquired | 43028 | Direct |
| 2019-09-19 | Common Stock | F | 14880 | $14.85 | Disposed | 28148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-19 | Restricted Stock Units | $ | M | 43028 | Disposed | Common Stock (43028) | Direct | |
| 2019-01-02 | Restricted Stock Units | $ | A | 2740.1464 | Acquired | Common Stock (2740.1464) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 09/09/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,758.01730 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 1,492.92820 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 1,547.60710 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 also includes 961 vested dividend equivalent rights and a de minimus adjustment of 0.44740 due to fractional rounding of the dividend equivalent rights.
F3: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.