Hewlett Packard Enterprise Co — Director's Dealing 2019

Oct 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-10-21

Reporting Person: SCHULTZ JOHN F (EVP, CLAA & SEC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-10-21	Common Stock	M	35002	$8.92	Acquired	332927.8774	Direct
2019-10-21	Common Stock	S	35002	$16.0371	Disposed	297925.8774	Direct
2019-10-21	Common Stock	M	197164	$8.62	Acquired	495089.8774	Direct
2019-10-21	Common Stock	S	197164	$16.0371	Disposed	297925.8774	Direct
2019-10-21	Common Stock	M	123409	$8.83	Acquired	421334.8774	Direct
2019-10-21	Common Stock	S	123409	$16.0371	Disposed	297925.8774	Direct
2019-10-21	Common Stock	M	77423	$14.67	Acquired	375348.8774	Direct
2019-10-21	Common Stock	S	77423	$16.0371	Disposed	297925.8774	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-03	Restricted Stock Units	$	A	695.27	Acquired		Common Stock (695.27)	Direct
2019-04-03	Restricted Stock Units	$	A	2085.93	Acquired		Common Stock (2085.93)	Direct
2019-04-03	Restricted Stock Units	$	A	2481.16	Acquired		Common Stock (2481.16)	Direct
2019-04-03	Restricted Stock Units	$	A	1911.5	Acquired		Common Stock (1911.5)	Direct
2019-10-21	Employee Stock Option (Right to Buy)	$8.92	M	35002	Disposed	2021-12-11	Common Stock (35002)	Direct
2019-10-21	Employee Stock Option (Right to Buy)	$8.62	M	197164	Disposed	2023-11-02	Common Stock (197164)	Direct
2019-10-21	Employee Stock Option (Right to Buy)	$8.83	M	123409	Disposed	2023-12-09	Common Stock (123409)	Direct
2019-10-21	Employee Stock Option (Right to Buy)	$14.67	M	77423	Disposed	2024-12-07	Common Stock (77423)	Direct

Footnotes

F1: The total beneficial ownership includes 482.6924 shares at $15.02 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/19 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.6630 shares at $13.46 per share received on 01/02/19 through dividends paid in shares, 3.9800 shares at $15.85 per share received on 04/03/19 through dividends paid in shares, 4.1930 shares at $15.29 per share received on 07/03/19 through dividends paid in shares, and 4.4610 shares at $14.44 per share received on 10/02/19 through dividends paid in shares.

F2: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F9: This option became exercisable beginning on this date.

F10: This option is no longer exercisable beginning on this date.