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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 9, 2019
30133_dirs_2019-12-09_fff5baf1-7b74-42d1-a98f-eb1ef4c02b3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-05
Reporting Person: Neri Antonio F (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-05 | Common Stock | A | 257092 | $15.83 | Acquired | 262028 | Direct |
| 2019-12-05 | Common Stock | F | 127467 | $15.83 | Disposed | 134561 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-02 | Restricted Stock Units | $ | A | 398.4323 | Acquired | Common Stock (398.4323) | Direct | |
| 2019-10-02 | Restricted Stock Units | $ | A | 1643.6453 | Acquired | Common Stock (1643.6453) | Direct | |
| 2019-10-02 | Restricted Stock Units | $ | A | 2713.6963 | Acquired | Common Stock (2713.6963) | Direct |
Footnotes
F1: On 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subjects to performance, and are issued in Issuer's common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F3: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 398.4323 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F4: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,643.6453 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
F5: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,713.6963 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.