Hewlett Packard Enterprise Co — Director's Dealing 2019

Dec 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07

Reporting Person: Karros Kirt P (SVP, Finance & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-07	Common Stock	M	10934	$15.91	Acquired	10934	Direct
2019-12-07	Common Stock	F	3782	$15.91	Disposed	7152	Direct
2019-12-07	Common Stock	M	17920	$15.91	Acquired	25072	Direct
2019-12-07	Common Stock	F	6197	$15.91	Disposed	18875	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-07	Restricted Stock Units	$	M	10934	Disposed		Common Stock (10934)	Direct
2019-12-07	Restricted Stock Units	$	M	17920	Disposed		Common Stock (17920)	Direct
2019-04-03	Restricted Stock Units	$	A	916.1291	Acquired		Common Stock (916.1291)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 227.5362 dividend equivalent rights that reflect 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3: The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 756.1551 dividend equivalent rights that reflect 241.2539 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 250.0899 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 264.8113 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 925 vested dividend equivalent rights and a de minimus adjustment of 0.7531 due to fractional rounding of the dividend equivalent rights.

F5: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 916.1291 dividend equivalent rights that reflect 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.