AI assistant
Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 11, 2019
30133_dirs_2019-12-10_081b4eee-4fa1-4f63-9af1-79baac3259b0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07
Reporting Person: Melkote Keerti (President Intelligent Edge)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-07 | Common Stock | M | 74148 | $15.91 | Acquired | 74148 | Direct |
| 2019-12-07 | Common Stock | F | 27336 | $15.91 | Disposed | 46812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-07 | Restricted Stock Units | $ | M | 74148 | Disposed | Common Stock (74148) | Direct | |
| 2019-01-02 | Restricted Stock Units | $ | A | 3413.3503 | Acquired | Common Stock (3413.3503) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/07/17 the reporting person was granted 210,970 Restricted Stock Units ("RSUs"), 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 4,304.4309 dividend equivalent rights that reflect 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 998.2831 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 1,095.7609 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
F3: The number of derivative securities in column 5 also includes 3,825 vested dividend equivalent rights and a de minimus adjustment of 0.5691 due to fractional rounding of the dividend equivalent rights.
F4: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.