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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 11, 2019
30133_dirs_2019-12-10_6bcd066e-8579-4656-b3d1-55d0b4f2e36e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07
Reporting Person: Neri Antonio F (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-07 | Common Stock | M | 54671 | $15.91 | Acquired | 189232 | Direct |
| 2019-12-07 | Common Stock | F | 27107 | $15.91 | Disposed | 162125 | Direct |
| 2019-12-07 | Common Stock | M | 111223 | $15.91 | Acquired | 273348 | Direct |
| 2019-12-07 | Common Stock | F | 55145 | $15.91 | Disposed | 218203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-07 | Restricted Stock Units | $ | M | 54671 | Disposed | Common Stock (54671) | Direct | |
| 2019-12-07 | Restricted Stock Units | $ | M | 111223 | Disposed | Common Stock (111223) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 3,530 vested dividend equivalent rights and a de minimus adjustment of 0.8553 due to fractional rounding of the dividend equivalent rights.
F3: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,738 vested dividend equivalent rights and a de minimus adjustment of 0.3383 due to fractional rounding of the dividend equivalent rights.