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Hewlett Packard Enterprise Co Director's Dealing 2019

Dec 11, 2019

30133_dirs_2019-12-10_6bcd066e-8579-4656-b3d1-55d0b4f2e36e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-07 Common Stock M 54671 $15.91 Acquired 189232 Direct
2019-12-07 Common Stock F 27107 $15.91 Disposed 162125 Direct
2019-12-07 Common Stock M 111223 $15.91 Acquired 273348 Direct
2019-12-07 Common Stock F 55145 $15.91 Disposed 218203 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-07 Restricted Stock Units $ M 54671 Disposed Common Stock (54671) Direct
2019-12-07 Restricted Stock Units $ M 111223 Disposed Common Stock (111223) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 3,530 vested dividend equivalent rights and a de minimus adjustment of 0.8553 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,738 vested dividend equivalent rights and a de minimus adjustment of 0.3383 due to fractional rounding of the dividend equivalent rights.